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How to Manage Identity Theft Red Flags...BSA...
Fair Lending...IT Compliance Issues and More!
May 14, 2008
Crowne Plaza Hotel
Springfield, IL
May 22, 2008
Hilton Lisle/Naperville
Lisle, IL
There’s no end
to compliance issues – but there is help: The Illinois League of
Financial Institutions is pleased to offer this Spring its annual
Compliance Seminar featuring its endorsed provider for compliance
services, Tom Thomas of Thomas Compliance
Associates (TCA). Mr. Thomas, one of the Illinois League’s most
popular presenters, will conduct two special full day seminars
(Chicago and Springfield) that will help bankers ensure that their
compliance programs pass regulatory muster.
Mr. Thomas,
managing principal and CEO of TCA, is consistently ranked as one of
the League’s most highly rated speakers. That’s because he
understands compliance and banking – and has a rare ability to
provide practical, easily understood information.
Here are the
details about the topics to be covered during the League’s Spring
Compliance Seminar:
 | ID Theft Red
Flags – Preparing a Program and learning how to assess likely risks. |
|
BSA
– New and emerging exam trends and recent vulnerabilities. |
| Building a
sound compliance monitoring program through a solid risk assessment. |
| Fair Lending
– How to conduct a self assessment to satisfy the examiners. |
| IT Exams –
FFIEC wants a more robust vulnerability scanning & penetration
testing. |
| Flood Rules
– FEMA ramps up condo coverage and changes other insurance rules. |
| Pre-exam
diligence – Keeping on top of what deficiencies examiners are
finding. |
WHAT TO EXPECT:
Attendees will gain awareness of what federal examiners expect
when they visit your institution…insights as to how to prepare…timing
of new requirements…steps to take to keep compliance on the
right track.
Who Should Attend
Compliance Officers, IT Managers, Senior Lenders, Operations
Staff, BSA Officers, Trainers and Senior Management.
Seminar Leader
Tom Thomas,
managing principal and CEO of TCA (Thomas Compliance Associates), the
League’s endorsed provider of compliance information and support will
lead the seminar. Mr. Thomas is one of banking’s most respected
compliance authorities – a result of his unique ability to understand
how the federal rules apply to both everyday bank operations and the
bottom line. He is also a director of a commercial bank. Mr. Thomas
has provided hands-on compliance support to financial institutions for
more than 30 years.
One of our most
popular presenters, Mr. Thomas has extensive experience in financial
institution operations, technology and compliance – and has a rare
talent to share the knowledge he has gained with seminar audiences.
Mr. Thomas is a
regularly featured speaker at national, regional and statewide
industry meetings and has written more than 500 articles on compliance
issues.
He is a graduate
of the University of Illinois and holds an MBA degree in finance from
Loyola University.
How To Register
To register for the seminar of your choice,
click here to print a Registration
Form which you may complete and
return by mail or FAX (217) 789-9115.
If you have questions or would like to receive more
detailed information regarding this seminar, please call (800-237-1936) or
e-mail
the League office.
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